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Elements of a Business Plan

Section I: Executive Summary

Section II: Business Description
A. General description of business
B. Industry background
C. Goals and potential of the business and milestones (if any)
D. Uniqueness of product or service

Section III: Marketing
A. Research and analysis
1.

Target market (customers) identified

2.

Market size and trends

3.

Competition

4.

Estimated market share

12–1

Elements of a Business Plan
(cont’d)
Section III: Marketing (cont’d)
B. Marketing plan
1.

2.

Pricing

3.

Market strategy—sales and distribution

Advertising and promotions

Section IV: Operations
A. Identify location advantages
B. Specific operational procedures
C. Personnel needs and uses
D. Proximity to suppliers

12–2

Elements of a Business Plan
Section V: Management
(cont’d)
A. Management team—key personnel
B. Legal structure—stock and employment agreements, and
ownership
C. Board of directors, advisors, and consultants

Section VI: Financial
A. Financial forecast (pro forma financial statements)
1.

Profit and loss

2.

Cash flow

3.

Break-even analysis

4.

Cost controls

5.

Budgeting plans
12–3

Elements of a Business Plan
Section VII: Critical Risks
(cont’d)
A. Potential problems

B. Obstacles and risks
C. Alternative courses of action

Section VIII: Harvest Strategy
A. Liquidity event (IPO or sale)
B. Continuity of business strategy
C. Identify successor

Section IX: Milestone Schedule
A. Timing and objectives
B. Deadlines and milestones
C. Relationship of events

12–4

I.

Hints for Developing the Business
Plan
Executive Summary
No more than three pages. This is the most crucial part of your plan because you must
capture the reader’s interest.

Diagrammhow, why, where, and so on must be summarized.
What, durch Klicken auf Symbol hinzufügen

Complete this part after you have a finished business plan.
Business Description Segment

The name of your business.

A background of the industry with history of your company (if any) should be covered here.

The potential of the new venture should be described clearly.

Any uniqueness or distinctive features of this venture should be described clearly.
Marketing Segment

Convince investors that sales projections and competition can be met.

Use and disclose market studies.

Identify target market, market position, and market share.

Evaluate all competition and specifically cover why and how you will be better than your
competitors.

Identify all market sources and assistance used for this segment.

Demonstrate pricing strategy. Your price must penetrate and maintain a market share to
produce profits; thus, the lowest price is not necessarily the best price.

Identify your advertising plans with cost estimates to validate proposed strategy.

II.

III.

12–5

Hints for Developing the Business Plan
IV.

V.

VI.

Operations Segment

Describe the advantages of your location (zoning, tax laws, wage rates). List the production
needs in terms of facilities (plant, storage, office space) and equipment (machinery, furnishings,
supplies).

Describe the specific operations of the venture.

Indicate proximity to your suppliers.

Mention the need and use of personnel in the operation.

Provide estimates of operation costs—but be careful: Entrepreneurs underestimate their costs.
Management Segment

Supply résumés of all key people in the management of your venture.

Carefully describe the legal structure of your venture (sole proprietorship, partnership, or
corporation).

Cover the added assistance (if any) of advisors, consultants, and directors.

Give information on how and how much everyone is to be compensated.
Financial Segment

Give actual estimated statements.

Describe the needed sources for your funds and the uses you intend for the money.

Develop and present a budget.

Create stages of financing for purposes of allowing evaluation by investors at various points.

12–6

VII.

Hints for Developing the
Business Plan
Critical-Risks Segment
Discuss potential risks before investors point them out—for example:

Price cutting by competitors

Any potentially unfavorable industry-wide trends

Design or manufacturing costs in excess of estimates

Sales projections not achieved

Product development schedule not met

Difficulties or long lead times encountered in the procurement of parts or raw materials

Greater than expected innovation and development costs to stay competitive

Provide some alternative courses of action.
Harvest Strategy Segment

Outline a plan for a liquidity event—IPO or sale.

Describe the plan for transition of leadership.

Mention the preparations (insurance, trusts, and so on) needed for continuity of the business.
Milestone Schedule Segment

Develop a timetable or chart to demonstrate when each phase of the venture is to be
completed. This shows the relationship of events and provides a deadline for accomplishment.
Appendix or Bibliography

VIII.

IX.

X.

12–7

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